Gail Herring

Advisor Type: Dual Registered
Years of Experience: 16
Address: 
440 S College Rd
Wilmington, NC 28403
Phone:    (910) 792-7620

Years of Experience

Shaded area represents years of experience for all 12,715 NC advisors.
Experience measure for this advisor is drawn from government filings as of 6/19/13.

As of 6.19.13

Client Types

Client information is for First Citizens Investor Services, Inc. and are based on the percentage of assets under management.

Client Type Percentage of Assets
Individuals 00
High Net Worth Individuals 75
Corporations or Other Businesses 25
Charitable Organizations 25

Client types are by firm, and represent a percentage of assets under management. For additional information on Gail Herring’s client base, please contact the advisor.

As of 6.19.13

Fees & Compensation

Compensation types are listed for First Citizens Investor Services, Inc. Contact the advisor for individual fee structure details.

Fee Only

This firm is compensated by clients, often based on a flat fee or a percentage of client assets.

Subscription Fees

This firm receives compensation from periodicals or newsletters.

Commission

This firm is compensated by commissions from sales of financial products.

Fixed Fees

This firm charges a flat fee for services, which may vary from firm to firm.

Hourly

This firm offers services based on an hourly fee.

Performance-Based Fees

This firm can be compensated based on a share of capital gains on, or capital appreciation of, client assets.

As of 6.19.13

Disclosure Events

This advisor has no disclosure filings listed.

When financial advisors have events in their practice that could influence their ability to advise clients, they’re required to disclose those events to regulators. Such disclosure event filings can include certain criminal and civil matters, regulatory actions against them, customer complaints or instances of arbitration or termination of employment. The existence of such filings may not result in censure or penalty for an advisor and customer complaints against advisors may be frivolous. Also, such filings may not represent all regulatory or legal actions against a firm or advisor. For more detailed information on Gail Herring’s conduct, please visit Finra’s BrokerCheck, the SEC’s Investment Adviser Public Disclosure database, or your state’s regulatory agencies.

Advisors Near Gail Herring

Nearby Advisors at First Citizens Investor Services, Inc.

Mark Nabell
Wilmington, NC
25 Years of Experience
Matthew Collins
Wilmington, NC
8 Years of Experience
Timothy Wright
Wilmington, NC
31 Years of Experience
David Billitto
Wilmington, NC
16 Years of Experience
Scott Winslow
Wilmington, NC
17 Years of Experience
Korene Marsh
Jacksonville, NC
18 Years of Experience

More Advisors at This Firm »

Nearby Advisors at Other Firms

David Gibson
Allstate Financial Services, Llc
Bradley Sizemore
Nationwide Securities, Llc
Brent Brooks
Horace Mann Investors Inc
Ruthann Gottry
Pruco Securities, Llc.
Chad Porter
Lincoln Financial Securities Corporation
0.10 miles
Shawndra Kruse
Wells Fargo Advisors, Llc
0.12 miles
Brian Gottry
Prudential Financial Planning Services
0.15 miles
Susanne Miller
Bb&t Investment Services, Inc.
0.16 miles
Wesley Hayford
Secu Brokerage Services
0.22 miles
Cindy Miller
Secu Brokerage Services
0.22 miles
John Brooks
Horace Mann Investors Inc
0.27 miles
Mark Pierce
Lpl Financial Llc
0.66 miles
Robert Moffat
Stifel, Nicolaus & Company, Incorporated
0.69 miles
David Cuocolo
M&t Securities, Inc.
0.69 miles
Robert Patronete
Wells Fargo Advisors, Llc
0.69 miles

More Advisors Near Gail Herring »

U.S. News Advisor Finder

Looking for an advisor? Find a financial professional near you.

How long will your retirement savings last

Our retirement readiness calculator will provide a rough idea of how long your retirement savings and income will last.


Calculate your retirement readiness