Lisa Almquist

Advisor Type: Dual Registered
Years of Experience: 1
424 Demers Ave
Ste 1
Grand Forks, ND 58201
Phone:    (701) 746-1259

Years of Experience

Shaded area represents years of experience for all 949 ND advisors.
Experience measure for this advisor is drawn from government filings as of 6/6/13.

As of 6.6.13

Client Types

Client information is for Edward Jones and are based on the percentage of assets under management.

Client Type Percentage of Assets
Individuals 00
High Net Worth Individuals 25
Corporations or Other Businesses 25
Charitable Organizations 25
Other 25

Client types are by firm, and represent a percentage of assets under management. For additional information on Lisa Almquist’s client base, please contact the advisor.

As of 6.6.13

Disclosure Events

This advisor has no disclosure filings listed.

When financial advisors have events in their practice that could influence their ability to advise clients, they’re required to disclose those events to regulators. Such disclosure event filings can include certain criminal and civil matters, regulatory actions against them, customer complaints or instances of arbitration or termination of employment. The existence of such filings may not result in censure or penalty for an advisor and customer complaints against advisors may be frivolous. Also, such filings may not represent all regulatory or legal actions against a firm or advisor. For more detailed information on Lisa Almquist’s conduct, please visit Finra’s BrokerCheck, the SEC’s Investment Adviser Public Disclosure database, or your state’s regulatory agencies.

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