Rajiv Hargunani

Advisor Type: Dual Registered
Years of Experience: 7
Address: 
Po Box 590147
Birmingham, AL 35259
Phone:    (205) 930-3062

Years of Experience

Shaded area represents years of experience for all 4,330 AL advisors.
Experience measure for this advisor is drawn from government filings as of 6/17/13.

As of 6.17.13

Client Types

For additional information on Rajiv Hargunani’s client base, please contact the advisor.

As of 6.17.13

Disclosure Events

This advisor has no disclosure filings listed.

When financial advisors have events in their practice that could influence their ability to advise clients, they’re required to disclose those events to regulators. Such disclosure event filings can include certain criminal and civil matters, regulatory actions against them, customer complaints or instances of arbitration or termination of employment. The existence of such filings may not result in censure or penalty for an advisor and customer complaints against advisors may be frivolous. Also, such filings may not represent all regulatory or legal actions against a firm or advisor. For more detailed information on Rajiv Hargunani’s conduct, please visit Finra’s BrokerCheck, the SEC’s Investment Adviser Public Disclosure database, or your state’s regulatory agencies.

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